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We filed charges against David Yow Shang Chiueh and his investment advisory firm, Upright Financial Corp., for misconduct and for investing more than 25% of Upright Growth Fund’s assets in a single company over multiple years, causing losses of $1.6M. https://t.co/nnf1ITH33c https://t.co/LjCMX7GAJm
Author: @SECGov
Posted: Mar 17, 2025 at 8:44 PM