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Today we filed settled charges against NY-based registered investment adviser One Oak Capital Management LLC, & former One Oak investment adviser representative, Michael DeRosa, for misconduct related to advisory services provided to their retail clients. https://t.co/Bp9bhA2fpJ https://t.co/wCluGH8nNA
Author: @SECGov
Posted: Feb 14, 2025 at 6:47 PM