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Yesterday, the SEC proposed amendments to Rule 15c2-11 to refer to only equity securities. @SECPaulSAtkins: "Regulations should be appropriately tailored to fit the asset class to which they apply.” Read the full release here: https://t.co/uNSfpDWQlJ https://t.co/XvcACQBjqq
Author: @SECGov
Posted: Mar 17, 2026 at 12:53 PM